MW
Mary A. Wallack
ROBERT W. BAIRD & CO.
Fairfax, VA 22033
Some features on this profile are disabled
CRD#: 1161383
MW
Professional summary
Mary Antonia Wallack, who also goes by Mary A Wallack, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Fairfax, Virginia.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Mary has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary A Wallack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOLTON ARMS SCHOOL FOR GIRLS; INVESTMENT RELATED; BETHESDA,MD; INVESTMENT COMMITTEE MEMBER; START DATE 10/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO ASK THE INVESTMENT MANAGER QUESTIONS REGARDING FEES, PERFORMANCE AND MANAGEMENT, AND ASSET ALLOCATION.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Antonia Wallack's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Antonia Wallack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2025 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 12500 Fair Lakes Circle Suite 325, Fairfax, VA 22033RIA
BD
CRD#: 8158
Fairfax, VA
Current
March 6, 2025 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 12500 Fair Lakes Circle Suite 325, Fairfax, VA 22033RIA
BD
CRD#: 8158
Fairfax, VA
Past
January 1, 2008 - March 11, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BETHESDA, MD
Past
January 1, 2008 - March 11, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BETHESDA, MD
Past
December 14, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
WASHINGTON, DC
Past
November 21, 2005 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
WASHINGTON, DC
Past
October 20, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WASHINGTON, DC
Past
September 29, 1997 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 22, 1995 - October 28, 1997
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
August 11, 1994 - May 23, 1995
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
November 24, 1992 - July 7, 1994
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
January 1, 1992 - December 9, 1992
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
January 8, 1987 - January 1, 1992
SOVRAN INVESTMENT CORPORATION
BD
CRD#: 16441
Past
October 24, 1983 - February 6, 1985
PEGASUS CAPITAL CORPORATION
BD
CRD#: 13658
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/6/2025)
RR
Colorado(3/6/2025)
RR
Delaware(3/14/2025)
RR
District of Columbia(3/6/2025)
IAR
District of Columbia(5/13/2025)
RR
Florida(3/6/2025)
RR
Georgia(3/6/2025)
RR
Iowa(3/6/2025)
RR
Louisiana(3/6/2025)
RR
Maryland(3/6/2025)
IAR
Maryland(3/6/2025)
RR
Massachusetts(3/11/2025)
RR
New Jersey(3/6/2025)
RR
New Mexico(3/6/2025)
RR
New York(3/6/2025)
RR
North Carolina(3/6/2025)
RR
Ohio(5/14/2025)
RR
Pennsylvania(3/6/2025)
RR
Rhode Island(3/12/2025)
RR
Tennessee(3/6/2025)
RR
Texas(3/6/2025)
RR
Utah(3/6/2025)
RR
Virginia(3/6/2025)
IAR
Virginia(5/14/2025)
RR
Washington(3/6/2025)
RR
West Virginia(3/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
