Baron T. Willis
Professional summary
Baron Thomas Willis, who also goes by Barry Willis, is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Alpine, California and CHELSEA FINANCIAL SERVICES located in Alpine, California.
Baron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Baron has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Baron Thomas Willis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2017 - Present
CHELSEA ADVISORY SERVICES, INC
Office #1: 1931 Boulders Lane, Alpine, CA 91901September 6, 2016 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 1931 Boulders Lane, Alpine, CA 91901May 14, 2012 - February 18, 2016
MONTICELLO INVESTMENT SERVICES, INC.
May 3, 2012 - December 7, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
July 13, 2009 - November 30, 2011
SCF INVESTMENT ADVISORS, INC.
February 6, 2006 - November 30, 2011
SCF SECURITIES, INC.
February 26, 2004 - November 29, 2005
SCF SECURITIES, INC.
January 31, 2000 - February 19, 2004
HORNOR, TOWNSEND & KENT, LLC
June 30, 1999 - January 28, 2000
THE ADVISORS GROUP, INC.
January 12, 1999 - June 14, 1999
HORNOR, TOWNSEND & KENT, LLC
September 19, 1996 - December 14, 1998
HORNOR, TOWNSEND & KENT, LLC
August 16, 1996 - January 20, 1999
PRUCO SECURITIES, LLC.
April 18, 1986 - December 14, 1990
TOWER SQUARE SECURITIES, INC.
October 13, 1983 - December 19, 1986
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2016)
(6/19/2017)
(9/13/2016)
(3/9/2022)
(9/22/2017)
Exams
FINRA
Current Firm
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 126,883,334 |
Red Flags
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