Michael C. Czaja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Christopher Czaja, who also goes by Mike Czaja, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 1993 - October 26, 1995
JOSEPH CHARLES & ASSOC., INC.
March 12, 1992 - April 28, 1992
H.J. MEYERS & CO., INC.
June 17, 1988 - August 20, 1991
G. K. SCOTT & CO., INC.
October 13, 1987 - June 21, 1988
BRENNAN ROSS SECURITIES, INC.
September 14, 1984 - October 22, 1987
THE STUART-JAMES COMPANY, INCORPORATED
September 10, 1984 - September 25, 1984
CENTRE/FOUR SECURITIES, INC.
February 2, 1984 - September 24, 1984
GREENTREE SECURITIES CORP.
October 18, 1983 - January 4, 1984
BLINDER, ROBINSON & CO., INC.
September 22, 1983 - October 18, 1983
EMPIRE NATIONAL SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH CHARLES & ASSOC., INC.
CRD#: 3949 / SEC#: , 8-12410
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
