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FK

Frederick Krokenberger

FACTORPOINT PLANNING | Senior Vice President, Financial Advisor
Naples, FL
Some features on this profile are disabled
CRD#: 1161243
FK

Professional summary

Frederick Krokenberger, CFP®, CIMA®, who also goes by Fred Krokenberger, Fritz Krokenberger, is a registered financial advisor currently at FACTORPOINT PLANNING, LLC located in Naples, Florida.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Frederick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 8, Series 4 and Series 24 exams.

Question & Answer

What are your service offerings?
Executive services/Equity comp...
Financial planning
Loans/credit services
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes

Aliases

Fred Krokenberger | Fritz Krokenberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Krokenberger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1991

CIMA®

Certified Investment Management Analyst

Experience

Current

April 16, 2026 - Present

FACTORPOINT PLANNING, LLC

RIA
CRD#: 341229
Naples, FL
Past

March 13, 2018 - April 17, 2026

MORGAN STANLEY

RIA
CRD#: 149777
Marco Island, FL
Past

March 7, 2017 - December 31, 2017

MORGAN STANLEY

RIA
CRD#: 149777
Marco Island, FL
Past

June 1, 2009 - April 17, 2026

MORGAN STANLEY

BD
CRD#: 149777
Marco Island, FL
Past

August 5, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
PITTSFORD, NY
Past

December 13, 2002 - August 9, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
ROCHESTER, NY
Past

March 20, 1989 - August 9, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

January 9, 1989 - March 28, 1989

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

July 21, 1983 - January 17, 1989

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/19/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/14/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/17/1989
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 1/2/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 12/17/1987
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/5/1984
General Securities Principal Examination

Current Firm

FP
FACTORPOINT PLANNING, LLC
FACTORPOINT PLANNING, LLC

CRD#: 341229 / SEC#: 801-135767

RIA
Registered Investment Advisory firm - (4/6/2026 120-Day Approval)
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Contact information

Main Address
Los Angeles, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR FACTORPOINT PLANNING, LLC (3/5/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FACTORPOINT PLANNING, LLC

Senior Vice President, Financial AdvisorCRD#: 341229Naples, FL

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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