Frederick Krokenberger
CFP®, CIMA®Professional Summary
Frederick Krokenberger, CFP®, CIMA®, who also goes by Fred Krokenberger, Fritz Krokenberger, is a registered financial advisor currently at FACTORPOINT PLANNING, LLC located in Naples, Florida. Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Frederick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 8, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Specializations
Other Aliases
Fred Krokenberger, Fritz Krokenberger
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
FACTORPOINT PLANNING, LLC
Contact Information
Main Address
20 Office Park Way Unit 120, Pittsford, NY 14534Phone Number
(585) 895-7506# of Employees
3SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
565AUM (Assets Under Management)
$287,933,766Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FACTORPOINT PLANNING, LLC
State Registrations and Notice Filings
(5/12/2026)
(4/16/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1997Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Frederick Krokenberger's CRS (Customer Relationship Summary).
Services Offered by Frederick
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
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