James Malgieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Malgieri was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 10 firms and has passed the SIE, Series 7, Series 10, Series 9 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2019 - July 31, 2019
SENAHILL SECURITIES, LLC
April 18, 2013 - March 21, 2017
BNY MELLON CAPITAL MARKETS, LLC
August 19, 2002 - April 6, 2011
COWEN EXECUTION SERVICES LLC
February 24, 2000 - December 3, 2001
LEHMAN BROTHERS INC.
October 13, 1999 - November 5, 2001
CHASE FUTURES & OPTIONS, INC.
August 5, 1997 - October 12, 1998
MORGAN STANLEY & CO. LLC
December 15, 1995 - August 8, 1997
MINT BROKERS
December 8, 1995 - August 8, 1997
CANTOR FITZGERALD & CO.
July 9, 1993 - August 8, 1997
CANTOR FITZGERALD SECURITIES
December 22, 1988 - June 23, 1993
MORGAN STANLEY MARKET PRODUCTS INC.
July 20, 1983 - June 23, 1993
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SENAHILL SECURITIES, LLC
CRD#: 166477 / SEC#: , 8-69215
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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