Jay L. Willoughby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Lynn Willoughby was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1983. Jay had worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2016 - February 2, 2021
FORESIDE FUND SERVICES, LLC
September 11, 2003 - September 1, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
March 21, 1998 - September 1, 2006
FAM DISTRIBUTORS, INC.
October 4, 1995 - April 16, 1998
AEW SECURITIES LIMITED PARTNERSHIP
April 28, 1987 - February 7, 1995
CRABBE HUSON SECURITIES, INC.
January 2, 1985 - March 18, 1987
BLACK & COMPANY, INC.
July 20, 1983 - January 27, 1984
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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