RW
Roy E. Williams
PRESTIGE WEALTH MANAGEMENT GROUP | CEO
Flemington, NJ 08822
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CRD#: 1161149
RW
Professional summary
Roy Evans Williams JR is a registered financial advisor currently at PRESTIGE WEALTH MANAGEMENT GROUP, LLC located in Flemington, New Jersey and THE PILLAR STRATEGIES located in Flemington, New Jersey.
Roy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Roy has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Trust & estate planning
Executive services/Equity comp...
Financial planning
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT FOR LIFE, LONG-TERM CARE, DISABILITY, AND HEALTH INSURANCE. 2. PRESTIGE WEALTH ACCOUNTING GROUP, LLC. PARTNER 2005, TAX PREPARATION AND ACCOUNTING SERVICES. 3. PRESTIGE WEALTH REAL ESTATE GROUP, LLC. PARTNER 2009. OWNS ONE BULIDING WHICH IS LEASED TO PRESTIGE WEALTH MANAGEMENT GROUP. ALL BUSINESS LOCATED AT 31 STATE ROUTE 12, FLEMINGTON, NJ 08822. 4. PRESTIGE WEALTH SERVICES GROUP; INVESTMENT RELATED; 31 STATE ROUTE 12, FLEMINGTON, NJ 08822; UNIFIED MANAGED ACCOUNTS; OWNER/PRINCIPAL; 3/19/2013; 160 HRS/MONTH; 8:30-5:30; FEE BASED COMPENSATION IS RECEIVED; THIS WILL BE AN OFFSHOOT ENTITY (SISTER COMPANY IS PRESTIGE WEALTH MANAGEMENT GROUP) DESIGNED TO MAINTAIN OUR UMA BUSINESS. COLLABORATION WITH MORNINGSTAR IN DEVELOPMENT AND OVERSIGHT OF INVESTMENT STRATEGY, COLLABORATE AND OVERSIGHT WITH PWSG TEAM OF STRATEGIES. 5. ROY WILLIAMS CONSULTING LLC;NOT INVESTMENT RELATED;8 BAYBERRY LANE,KEY LARGO,FL;BOOK SALES ON AMAZON;OWNER;4/2014;LESS THAN 1 HR/MONTH;LESS THAN 5 MIN DURING TRADING;SEND BOOKS TO AMAZON FOR FULFILLMENT 6. INDEPENDENT INSURANCE AGENT POSITION: Agent NATURE: Independent Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1994 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Insurance Agent 7. PRESTIGE WEALTH MANAGEMENT GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1994 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Financial Planning Investments, Insurance sales 8. ROY WILLIAMS CONSULTING LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 8 Bayberry Lane, Key Largo FL 33037, United States DESCRIPTION: Send Books to Amazon for fulfillment 9. VACATION HOME RENTAL POSITION: Owner NATURE: Vacation Home Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 8 Bayberry Lane, Key Largo FL 33037, United States DESCRIPTION: Owner/Rental 10. PRESTIGE WEALTH ACCOUNTING GROUP LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Partner 11. PRESTIGE WEALTH SERVICES GROUP POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 03/19/2013 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: UMA, Owner/Principal 12. PRESTIGE WEALTH REAL ESTATE GROUP POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Owns one building which is leased to Prestige Wealth Management Group
CRS (Client Relationship Summary) - RIA
Click below to view Roy Evans Williams JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2004 - Present
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
Office #1: 31 State Route 12, Flemington, NJ 08822RIA
CRD#: 127381
Flemington, NJ
Current
March 19, 2013 - Present
THE PILLAR STRATEGIES
Office #1: 31 State Route 12, Flemington, NJ 08822RIA
CRD#: 166641
Flemington, NJ
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 31 State Route 12, Flemington, NJ 08822Office #2: 374 Millburn Avenue, Millburn, NJ 07041RIA
BD
CRD#: 23131
FLEMINGTON, NJ
Past
November 14, 2011 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
FLEMINGTON, NJ
Past
May 21, 2002 - November 29, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
FLEMINGTON, NJ
Past
January 6, 1997 - November 29, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
FLEMINGTON, NJ
Past
October 31, 1994 - January 9, 1997
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
July 13, 1983 - October 18, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
CRD#: 127381 / SEC#: 801-72627
RIA
Registered Investment Advisory firm - (7/29/2011 Approved)New Jersey
Registered Investment Advisory firm - (11/10/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
IAR
Florida(11/23/2021)
RR
Florida(8/23/2024)
RR
Indiana(8/23/2024)
RR
Louisiana(8/23/2024)
RR
Maryland(8/23/2024)
IAR
New Jersey(3/2/2004)
RR
New Jersey(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
Rhode Island(8/23/2024)
RR
South Carolina(8/23/2024)
IAR
Texas(11/21/2019)
RR
Texas(8/23/2024)
IAR
Texas(1/2/2025)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
CRD#: 127381 / SEC#: 801-72627
RIA
Registered Investment Advisory firm - (7/29/2011 Approved)New Jersey
Registered Investment Advisory firm - (11/10/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
31 State Route 12, Flemington, NJ 08822
Mailing Address
Phone number
(908) 782-0001
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,280 |
| AUM (Assets Under Management) | $ 599,368,606 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
CEOCRD#: 127381Flemington, NJ 08822TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
