Olaf A. Hoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olaf Andrew Hoff was a registered financial professional .
Olaf is a previously registered financial professional and started their career in finance in 1983. Olaf had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2005 - December 31, 2005
OLAF A. HOFF
December 31, 1997 - July 24, 2026
LPL FINANCIAL LLC
August 3, 1995 - July 24, 2026
LPL FINANCIAL LLC
November 1, 1985 - August 7, 1995
ASSOCIATED SECURITIES CORP.
April 4, 1985 - November 12, 1985
FINANCIAL PLANNERS EQUITY CORPORATION
February 7, 1985 - April 22, 1985
WELLS FARGO SECURITIES, LLC
August 24, 1983 - February 6, 1985
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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