Robert L. Totaro

VESTECH SECURITIES

St. Louis, MO 63141

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CRD#: 1161127

Professional summary

Robert Louis Totaro, who also goes by Bob Totaro, Robert Louis Totaro, is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 23 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Totaro | Robert Louis Totaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Louis Totaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

VESTECH SECURITIES, INC.

Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141

CRD#: 41409

St. Louis, MO

Past

November 29, 2023 - December 16, 2024

ENTORO SECURITIES, LLC

CRD#: 35192

HOUSTON, TX

Past

March 1, 2021 - December 15, 2021

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

November 5, 2018 - March 11, 2019

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

July 9, 2015 - February 6, 2017

THE M & A GROUP LLC

CRD#: 144909

SARASOTA, FL

Past

October 7, 2013 - January 6, 2014

ALLIANCE AFFILIATED EQUITIES CORPORATION

CRD#: 23928

OVERLAND PARK, KS

Past

August 23, 2012 - June 17, 2013

CABOT LODGE SECURITIES LLC

CRD#: 159712

TAMPA, FL

Past

May 23, 2011 - March 20, 2012

SANDLAPPER SECURITIES, LLC

CRD#: 137906

GREENVILLE, SC

Past

September 11, 2009 - May 17, 2011

HARRISON DOUGLAS, INC.

CRD#: 16515

AURORA, CO

Past

March 24, 2009 - August 27, 2009

OAK STREET SECURITIES, INC.

CRD#: 133591

FOREST LAKE, MN

Past

April 9, 2008 - September 24, 2008

SOUTH LAKE AVENUE SECURITIES CORPORATION

CRD#: 137387

NORTH PALM BEACH, FL

Past

July 30, 2007 - March 28, 2008

EPLANNING SECURITIES, INC.

CRD#: 46000

N. PALM BEACH, FL

Past

July 26, 2006 - August 1, 2007

SOUTH LAKE AVENUE SECURITIES CORPORATION

CRD#: 137387

PASADENA, CA

Past

December 2, 2005 - August 23, 2006

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

July 12, 2005 - October 21, 2005

NORTH GLOBAL SECURITIES, INC.

CRD#: 132918

NEWPORT BEACH, CA

Past

November 16, 2004 - February 4, 2005

DBSI SECURITIES CORPORATION

CRD#: 11687

BOISE, ID

Past

October 14, 2002 - June 8, 2004

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

May 22, 2002 - October 29, 2002

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

July 12, 2000 - October 23, 2000

KRIEGER FINANCIAL SERVICES, INC.

CRD#: 44959

DELRAY BEACH, FL

Past

March 28, 2000 - July 18, 2000

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

September 3, 1999 - March 28, 2000

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

February 16, 1999 - June 22, 1999

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

November 27, 1996 - August 27, 1998

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

March 16, 1987 - October 15, 1988

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

Past

December 24, 1984 - March 19, 1985

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/24/2025)

Missouri
(9/24/2025)

Exams

State Security Law Exam

Series 63

Date: 9/8/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/1996

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/22/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/21/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VESTECH SECURITIES, INC.

CRD#: 41409 / SEC#: , 8-49409

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141

Mailing Address

11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141

Phone number

(314) 828-2111

Established

Kansas since 03/13/1996

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (40 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HUANG, JOHN CHUNEN	PRESIDENT	2659909
KNESE, PAUL BERNARD	AML OFFICER AND DSO	2541241
RAMIREZ, MARCO ANTONIO	CCO	4702164

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Totaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Louis Totaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTORO SECURITIES, LLC

CIM SECURITIES, LLC

EMERSON EQUITY LLC

THE M & A GROUP LLC

ALLIANCE AFFILIATED EQUITIES CORPORATION

CABOT LODGE SECURITIES LLC

SANDLAPPER SECURITIES, LLC

HARRISON DOUGLAS, INC.

OAK STREET SECURITIES, INC.

SOUTH LAKE AVENUE SECURITIES CORPORATION

EPLANNING SECURITIES, INC.

SOUTH LAKE AVENUE SECURITIES CORPORATION

SYNDICATED CAPITAL, INC.

NORTH GLOBAL SECURITIES, INC.

DBSI SECURITIES CORPORATION

NEWBRIDGE SECURITIES CORPORATION

INVESTORS CAPITAL CORP.

KRIEGER FINANCIAL SERVICES, INC.

INVESTORS CAPITAL CORP.

SUMMIT BROKERAGE SERVICES, INC.

SECURITIES SERVICE NETWORK, LLC

THE O.N. EQUITY SALES COMPANY

CAPITAL FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2006

SIE

Date: 2/6/2017

Series 7

Date: 11/26/1996

Series 22

Date: 1/22/1987

Series 6

Date: 12/21/1984

FINRA

Current Firm

VESTECH SECURITIES, INC.

Contact information

FINRA licenses (40 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VESTECH SECURITIES, INC.

TRUST BUT VERIFY

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