Robert L. Totaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louis Totaro, who also goes by Bob Totaro, Robert Louis Totaro, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 23 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2025 - April 6, 2026
VESTECH SECURITIES, INC.
November 29, 2023 - December 16, 2024
ENTORO SECURITIES, LLC
March 1, 2021 - December 15, 2021
CIM SECURITIES, LLC
November 5, 2018 - March 11, 2019
EMERSON EQUITY LLC
July 9, 2015 - February 6, 2017
THE M & A GROUP LLC
October 7, 2013 - January 6, 2014
ALLIANCE AFFILIATED EQUITIES CORPORATION
August 23, 2012 - June 17, 2013
CABOT LODGE SECURITIES LLC
May 23, 2011 - March 20, 2012
SANDLAPPER SECURITIES, LLC
September 11, 2009 - May 17, 2011
HARRISON DOUGLAS, INC.
March 24, 2009 - August 27, 2009
OAK STREET SECURITIES, INC.
April 9, 2008 - September 24, 2008
SOUTH LAKE AVENUE SECURITIES CORPORATION
July 30, 2007 - March 28, 2008
EPLANNING SECURITIES, INC.
July 26, 2006 - August 1, 2007
SOUTH LAKE AVENUE SECURITIES CORPORATION
December 2, 2005 - August 23, 2006
SYNDICATED CAPITAL, INC.
July 12, 2005 - October 21, 2005
NORTH GLOBAL SECURITIES, INC.
November 16, 2004 - February 4, 2005
DBSI SECURITIES CORPORATION
October 14, 2002 - June 8, 2004
NEWBRIDGE SECURITIES CORPORATION
May 22, 2002 - October 29, 2002
INVESTORS CAPITAL CORP.
July 12, 2000 - October 23, 2000
KRIEGER FINANCIAL SERVICES, INC.
March 28, 2000 - July 18, 2000
INVESTORS CAPITAL CORP.
September 3, 1999 - March 28, 2000
SUMMIT BROKERAGE SERVICES, INC.
February 16, 1999 - June 22, 1999
SECURITIES SERVICE NETWORK, LLC
November 27, 1996 - August 27, 1998
THE O.N. EQUITY SALES COMPANY
March 16, 1987 - October 15, 1988
CAPITAL FINANCIAL SERVICES, INC.
December 24, 1984 - March 19, 1985
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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