Christopher D. Suozzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher David Suozzi was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2013 - September 30, 2013
BURKE & QUICK PARTNERS LLC
April 4, 2000 - November 20, 2012
CREDIT SUISSE SECURITIES (USA) LLC
December 8, 1997 - March 29, 2000
ABN AMRO SECURITIES LLC
March 31, 1992 - September 18, 1997
J.P. MORGAN SECURITIES LLC
June 25, 1985 - April 3, 1992
CREDIT SUISSE SECURITIES (USA) LLC
December 21, 1983 - July 22, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/27/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 10/27/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BURKE & QUICK PARTNERS LLC
CRD#: 153521 / SEC#: , 8-68548
Contact information
Documents
Red Flags
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