GO
Greg A. Overschmidt
HUNTLEIGH ADVISORS
Saint Louis, MO 63105
Some features on this profile are disabled
CRD#: 1160877
GO
Professional summary
Greg Alfred Overschmidt is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in Saint Louis, Missouri and HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri.
Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Greg has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) GAO CONSULTING, LLC, 12/2004. ST. LOUIS, MO.; OWNER; PERSONAL REAL ESTATE INVESTING & DEVELOPING,08/2004; UNION, MO NON-INVESTMENT RELATED; (2) DOMUS SOLIS, LLC, 6/2018 ISLE OF CAPRI, FL, REAL ESTATE, 12-15 HOURS PER YEAR-PART OWNER, NON-INVESTMENT RELATED; (3) 4 HEALTH FARMS, LLC; CATTLE RANCH; NOT SECURITIES RELATED; PART OWNER; TIME: 2 HOURS PER MONTH; (4) SOC, LLC; REAL ESTATE INVESTMENTS; NOT SECURITIES RELATED; PART OWNER/MANAGING MEMBER; TIME: 5 HOURS PER WEEK; (5) K.W. CHAMBERS & CO., ST. LOUIS, MO; INSURANCE SALES; PRESIDENT; TIME: 15 HOURS PER WEEK; (6) HUNTLEIGH ADVISORS, INC.; INVESTMENT-RELATED; SEC REGISTERED INVESTMENT ADVISOR; ST. LOUIS, MO; ADVISOR; TIME: 10-20 HOURS PER WEEK
CRS (Client Relationship Summary) - RIA
Click below to view Greg Alfred Overschmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2021 - Present
HUNTLEIGH ADVISORS, INC.
Office #1: 7800 Forsyth Blvd 5th Floor, Saint Louis, MO 63105Office #2: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105RIA
CRD#: 113412
Saint Louis, MO
Current
May 9, 2019 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105BD
CRD#: 7456
St. Louis, MO
Past
October 31, 1995 - March 28, 2023
DATATEX INVESTMENT SERVICES INC
RIA
CRD#: 105440
CLAYTON, MO
Past
April 25, 1992 - January 27, 2025
K. W. CHAMBERS & CO.
BD
CRD#: 1432
CLAYTON, MO
Past
July 20, 1983 - April 8, 1992
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/21/2019)
IAR
Alaska(12/11/2023)
RR
Colorado(5/14/2019)
RR
Florida(10/20/2025)
IAR
Illinois(1/14/2021)
RR
Indiana(7/12/2019)
RR
Iowa(9/10/2019)
RR
Kansas(5/26/2020)
RR
Missouri(5/13/2019)
IAR
Missouri(1/8/2021)
IAR
Nevada(3/26/2021)
RR
New Mexico(5/9/2019)
IAR
New Mexico(3/22/2021)
IAR
Texas(1/3/2025)
RR
Virginia(7/25/2019)
RR
Washington(6/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/8/1993
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Mailing Address
Phone number
(314) 236-2400
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 626,466,687 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUNTLEIGH ADVISORS, INC.
CRD#: 113412Saint Louis, MO 63105TRUST BUT VERIFY
Monitor Greg Overschmidt
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
