Thomas P. Pieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Phillip Pieri, who also goes by Tom Pieri, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1991 - October 29, 1997
MASTERS FINANCIAL GROUP, INC.
January 8, 1990 - January 8, 1991
SAL CLEARING CORPORATION
February 24, 1989 - January 9, 1990
ALLISON, ROSENBLUM & HANNAHS, INC.
January 4, 1988 - March 8, 1989
FIRST STATE INVESTMENTS, INC.
April 9, 1987 - January 15, 1988
FIRST INVESTMENT SECURITIES, INC.
November 17, 1986 - April 14, 1987
T. J. RANEY & SONS, INC.
October 7, 1986 - November 19, 1986
FIRST INVESTMENT SECURITIES, INC.
May 16, 1985 - January 30, 1986
BRITTENUM & ASSOCIATES, INC.
September 23, 1983 - January 15, 1988
FIRST INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASTERS FINANCIAL GROUP, INC.
CRD#: 25747 / SEC#: , 8-42553
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
