RP
Richard J. Pinkos
EAGLE STRATEGIES LLC
CHICOPEE, MA
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CRD#: 1160747
RP
Professional summary
Richard John Pinkos is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Chicopee, Massachusetts and NYLIFE SECURITIES LLC located in Chicopee, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 360 BLOOMFIELD AVENUE, WINDSOR, CT; START DATE 02/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Pioneer Valley Christian School; BOARD MEMBER; NON INVESTMENT RELATED; START DATE 02/2013] [Polish Center for Discovery and Learning; Focus is on embracing our heritage.; South Street Chicopee, MA 010103; Start Date 05/2017; Role/Title: Officer; Not Investment Related; 10 hours per month; 1 hours per month during securities trading hours; Vice Chair of the Board. I am involved in 2 specific fund-raising activities for the Center. One is organizing the drive to sell Tee Signs for our Golf Tournament and the other is organizing the campaign to sell ads in our Program Book for our other major fundraiser, the so-called Krakus Event] [Springfield Symphony Orchestra Development Committee; Fund raising in support of the Symphony.; Main Street Springfield, MA 01109; Start Date 09/2016; Role/Title: Member; Not Investment Related; 5 hours per month; 1 hours per month during securities trading hours; I make phone calls to potential supporters, help organize such efforts, attend strategy sessions on the growth of the SSO] [Springfield Museums; On occasion, I present lectures at our local Science Museum. The Museum and its many buildings with the offerings therein provide cultural enrichment within the local community.; 21 Edwards Street Springfield, MA 01103; Start Date 06/2019; Role/Title: Educator/Instructor; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Pinkos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2001 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
CHICOPEE, MA
Current
January 28, 1987 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
CHICOPEE, MA
Past
July 27, 1984 - December 19, 1986
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
Past
July 15, 1983 - August 13, 1984
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(5/17/1995)
IAR
Connecticut(12/8/2003)
RR
Maine(4/11/2017)
RR
Massachusetts(2/20/1987)
IAR
Massachusetts(11/16/2001)
RR
North Carolina(3/1/2024)
RR
Pennsylvania(2/26/2024)
RR
Rhode Island(4/26/2017)
RR
South Carolina(10/14/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
