Curtis W. Painton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis William Painton was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1983. Curtis had worked at 8 firms and has passed the Series 63, SIE, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2016 - April 9, 2018
NATIONWIDE SECURITIES, LLC
February 19, 2014 - October 31, 2014
SUNSET FINANCIAL SERVICES, INC.
May 2, 2011 - November 20, 2013
FIRST WESTERN SECURITIES, INC.
September 8, 2000 - December 31, 2010
FARMERS FINANCIAL SOLUTIONS, LLC
December 20, 1999 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
May 10, 1991 - March 2, 1999
METROPOLITAN LIFE INSURANCE COMPANY
May 10, 1991 - March 2, 1999
MSI FINANCIAL SERVICES, INC.
August 16, 1983 - April 18, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/5/1983
Non-Member General Securities ExaminationCurrent Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
