Robert Henderson

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CRD#: 1160413

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Henderson Jr, CFP®, who also goes by Robert Henderson Jr, Robert Henderson, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Henderson Jr | Robert Henderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA NAME - THE HENDERSON FINANCIAL GROUP. HENDERSON REALTY Enterprises Corp, OWNER/BROKER, AND PRESIDENT.RHPTJ Manager LLC. Not investment-related. Started real estate career in 1979. Re-Named to Henderson Realty Enterprise (2018)Real estate sales and brokering. Business is located at 5793A NW 151 STREET, MIAMI, FL 33014. Hours devoted varies and ranges from 1-10 hours monthly. Hours devoted during trading hours range from 1-10. Henderson Insurance Group (2012). Insurance brokerage business. Not investment-related. Owner and broker. located at the principal place of business. Devotes 10-40 hours monthly to this business. 10-40 hours during trading hours. RHPTJ Managers (2014): personal holding company. no hours devoted during trading hours. 1-4 hours devoted monthly. Address same as my place of business. non investment-related activity. Ocala LLC (2010) Holding company for raw land. No hours devoted to business during trading hours. Located at my principal place of business. 1-2 hours monthly. non investment-related activity. 420 Pompano LLC. Personal Investment (Real Estate Duplex, Rental property) 420 NW 6 Court, pompano FL. member of LLC. 10/27/2021, 1 hour a month. no hours devoted during securities hours. I'm just an 50 percent owner. my partner handles day to day duties. Sunstate Investments of South Florida, A real estate Development company. Owned and ran by my sister in-law Lynda Harris. I'm a member of the business. No hours devoted during securities business hours. The business develops real estate properties.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Past

February 24, 2021 - February 2, 2023

SAN BLAS SECURITIES LLC

CRD#: 290605

Miami Lakes, FL

Past

April 23, 2020 - June 23, 2020

ESSEX SECURITIES LLC

CRD#: 46605

Miami Lakes, FL

Past

December 17, 2010 - November 21, 2019

IFS SECURITIES

CRD#: 40375

MIAMI LAKES, FL

Past

September 17, 2008 - December 31, 2010

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

CRD#: 118812

MIAMI LAKES, FL

Past

August 21, 2002 - September 18, 2008

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

MIAMI LAKES, FL

Past

February 15, 2002 - August 21, 2002

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

September 13, 1995 - February 28, 2002

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

November 23, 1992 - September 14, 1995

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

February 11, 1992 - November 24, 1992

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

August 14, 1990 - September 21, 1990

WORLD INVEST CORPORATION

CRD#: 17223

DEERFIELD BEACH, FL

Past

April 25, 1989 - August 14, 1990

GLOBAL INVESTOR SECURITIES, INC.

CRD#: 7514

Past

April 2, 1987 - May 5, 1989

HUTTOE & ASSOCIATES, INC.

CRD#: 17461

Past

December 5, 1985 - April 14, 1987

PROFILE INVESTMENTS CORPORATION

CRD#: 16478

Past

May 31, 1984 - February 18, 1986

GLOBAL INVESTOR SECURITIES, INC.

CRD#: 7514

Past

September 29, 1983 - September 13, 1988

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/28/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IFS GROUP, INC	DIRECT OWNER
CARTER, ANA ROUMENOVA	FINOP	4424794
PADILLA, DANIEL JR	CCO	3123672
PADILLA, DANIEL JR	CEO	3123672

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert Henderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ESSEX SECURITIES LLC

IFS SECURITIES

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

1ST DISCOUNT BROKERAGE, INC.

ACUMENT SECURITIES, INC.

BOLTON GLOBAL CAPITAL

SECURITIES AMERICA, INC.

FIRST MONTAUK SECURITIES CORP.

WORLD INVEST CORPORATION

GLOBAL INVESTOR SECURITIES, INC.

HUTTOE & ASSOCIATES, INC.

PROFILE INVESTMENTS CORPORATION

GLOBAL INVESTOR SECURITIES, INC.

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

Series 6

Date: 9/28/1983

Current Firm

SAN BLAS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAN BLAS SECURITIES LLC

TRUST BUT VERIFY

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