John A. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Fitzgerald, who also goes by John Anthony Fitzgerald Jr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - January 9, 2020
GYL FINANCIAL SYNERGIES, LLC
April 13, 1999 - September 29, 2006
WESTPORT SECURITIES, L.L.C.
February 18, 1999 - January 2, 2019
RESNICK ADVISORS
October 30, 1996 - January 27, 1999
R.W.PRESSPRICH & CO.
June 30, 1994 - November 6, 1996
FINANCIAL SQUARE PARTNERS
July 9, 1993 - July 5, 1994
HSBC SECURITIES (USA) INC.
October 15, 1991 - July 15, 1993
CIBC WORLD MARKETS CORP.
June 3, 1987 - October 24, 1991
NOMURA SECURITIES INTERNATIONAL, INC.
July 20, 1983 - May 8, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GYL FINANCIAL SYNERGIES, LLC
CRD#: 284758 / SEC#: 801-108230
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,862 |
| AUM (Assets Under Management) | $ 6,069,342,027 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2024 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
