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JD

James J. Draddy

JUMP TRADING
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 1160122
JD

Professional summary


James Joseph Draddy JR is a registered financial professional currently at JUMP TRADING, LLC located in Chicago, Illinois and JUMP EXECUTION, LLC located in Chicago, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view James Joseph Draddy JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 30, 2011 - Present

JUMP TRADING, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654
BD
CRD#: 106124
Chicago, IL
Current

February 25, 2022 - Present

JUMP EXECUTION, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654
BD
CRD#: 313060
Chicago, IL
Past

January 27, 1988 - December 3, 1990

YAMAICHI INTERNATIONAL (AMERICA) INC.

BD
CRD#: 909
Past

July 20, 1983 - August 20, 1987

NATIVE NATIONS SECURITIES, INC.

BD
CRD#: 334

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/24/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


JE
JUMP EXECUTION, LLC
JUMP EXECUTION, LLC | JUMP LIQUIDITY

CRD#: 313060 / SEC#: , 8-70668

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Mailing Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Phone number
(312) 205-8900
Established
Delaware since 07/02/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER
BUTLER, AIDAN JOSEPHCHIEF COMPLIANCE OFFICER4417413
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
OSBORN, KEVIN PATRICKCHIEF EXECUTIVE OFFICER5478696

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JUMP EXECUTION, LLC

CRD#: 313060Chicago, IL 60654

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