Brian Patrick Walsh
Professional Summary
Brian Patrick Walsh is a registered financial advisor currently at B.P. WALSH AND CO., LLC. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Brian has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
B.P. WALSH AND CO., LLC | B.P. WALSH AND COMPANY, LLC
Contact Information
Main Address
36 Park Place, Branford, CT 06405Mailing Address
P.o. Box 1098, Branford, CT 06405Phone Number
(203) 208-0632# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
42AUM (Assets Under Management)
$11,715,535Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/8/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1983About the Series 6 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1992Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Patrick Walsh's CRS (Customer Relationship Summary).
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