Stephen Jerry

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CRD#: 1159999

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Jerry, who also goes by Stephen Jerry III, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 2000. Stephen had worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen Jerry Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 25, 2025 - December 11, 2025

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

Syosset, NY

Past

November 14, 2024 - August 4, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

MELVILLE, NY

Past

November 14, 2024 - August 4, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

MELVILLE, NY

Past

June 7, 2021 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Melville, NY

Past

June 26, 2015 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Melville, NY

Past

April 15, 2014 - June 2, 2015

LEGEND EQUITIES CORPORATION

CRD#: 30999

BOHEMIA, NY

Past

June 11, 2011 - March 1, 2013

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

FARMINGVILLE, NY

Past

October 2, 2007 - March 4, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

SYOSSET, NY

Past

October 13, 2005 - September 27, 2007

SIGNATOR INVESTORS, INC.

CRD#: 468

MELVILLE, NY

Past

August 12, 2002 - October 3, 2005

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

November 17, 2000 - November 9, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO MEDICS, LLC

401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC

CRD#: 145958 / SEC#: 801-113846

RIA

Registered Investment Advisory firm - (8/16/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/3/2018 Terminated)

California

Registered Investment Advisory firm - (5/13/2019 Terminated)

Florida

Registered Investment Advisory firm - (10/3/2018 Terminated)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

Illinois

Registered Investment Advisory firm - (11/18/2011 Terminated)

Kentucky

Registered Investment Advisory firm - (10/3/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (11/18/2011 Terminated)

New York

Registered Investment Advisory firm - (11/18/2011 Terminated)

North Carolina

Registered Investment Advisory firm - (10/5/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/3/2018 Terminated)

Oregon

Registered Investment Advisory firm - (10/3/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (10/3/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2018 Terminated)

Virginia

Registered Investment Advisory firm - (11/13/2015 Terminated)

West Virginia

Registered Investment Advisory firm - (11/18/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/21/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/16/2000

General Securities Representative Examination

Current Firm

PORTFOLIO MEDICS, LLC

401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC

CRD#: 145958 / SEC#: 801-113846

RIA

Registered Investment Advisory firm - (8/16/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/3/2018 Terminated)

California

Registered Investment Advisory firm - (5/13/2019 Terminated)

Florida

Registered Investment Advisory firm - (10/3/2018 Terminated)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

Illinois

Registered Investment Advisory firm - (11/18/2011 Terminated)

Kentucky

Registered Investment Advisory firm - (10/3/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (11/18/2011 Terminated)

New York

Registered Investment Advisory firm - (11/18/2011 Terminated)

North Carolina

Registered Investment Advisory firm - (10/5/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/3/2018 Terminated)

Oregon

Registered Investment Advisory firm - (10/3/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (10/3/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2018 Terminated)

Virginia

Registered Investment Advisory firm - (11/13/2015 Terminated)

West Virginia

Registered Investment Advisory firm - (11/18/2011 Terminated)

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Contact information

Main Address

27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134

Mailing Address

Phone number

(239) 444-1766

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2B BROCHURE P HOLMES 11.25 (11/13/2025)

2B BROCHURE STUBER 11.25 (11/3/2025)

2B BROCHURE GALICI 10.25 (10/28/2025)

2B BROCHURE FERGUSON 9.25V2 (10/7/2025)

2B BROCHURE FORTUNATO 10.25 (10/1/2025)

2B BROCHURE CLARK 9.25 (9/30/2025)

2B BROCHURE LINK 9.25 (9/29/2025)

2B BROCHURE T MEAD 9.25 (9/11/2025)

2B BROCHURE M CAGLE 9.25 (9/10/2025)

2B BROCHURE F OHORE 9.25 (9/2/2025)

2B BROCHURE M JOELSON 8.25 (8/26/2025)

2B BROCHURE HACKNEY 8.25 (8/21/2025)

2B BROCHURE B BLACKLIDGE 7.25 (8/6/2025)

2B BROCHURE BRESSOUD 7.25 (8/1/2025)

2B BROCHURE B SCHWEITZER 7.25 (7/29/2025)

2B BROCHURE S JERRY 7.25 (7/25/2025)

2B BROCHURE ANDERS 7.25 (7/23/2025)

2B BROCHURE K LAMB 7.25 (7/1/2025)

2B BROCHURE J COLLINS 6.25 (6/24/2025)

2B BROCHURE R TAYLOR 6.25 (6/16/2025)

2B BROCHURE MARIA WAGNER 6.25 (6/9/2025)

2B BROCHURE D JENKINS 5.25 (5/29/2025)

2B BROCHURE T ALLISON 5.25 (5/22/2025)

2B BROCHURE DUDLEY 5.25 (5/21/2025)

2B BROCHURE R CAGLE 4.25V1 (4/8/2025)

2B BROCHURE HURLBERT 4.25 (4/8/2025)

2B BROCHURE SULLIVAN 4.25 (4/7/2025)

2B ANTMAN 3.25 (4/2/2025)

2B BROCHURE S SCHWESINGER 4.23 (3/14/2025)

2B BROCHURE I HILL 5.23 (3/14/2025)

2B BROCHURE C HILL 5.23 (3/14/2025)

2B BROCHURE M TRAN 10.23 (3/14/2025)

2B BROCHURE G WINTEROWD 10.23 (3/14/2025)

2B BROCHURE J WINTEROWD 10.23 (3/14/2025)

2B BROCHURE K BERTONNEAU (3/14/2025)

2B BROCHURE MAGETO 1.24 (3/14/2025)

2B FLIESS 1.24 (3/14/2025)

2B BROCHURE LY 3.24 (3/14/2025)

2B BROCHURE G MARKUS 5.24V1 (3/14/2025)

2B BROCHURE LAVICTOIRE 7.24 (3/14/2025)

2B BROCHURE SPECKMAN 7.24 (3/14/2025)

2B BROCHURE HEPBURN 7.24V1 (3/14/2025)

2B BROCHURE S PEREZ 8.24 (3/14/2025)

2B BROCHURE PARKER 9.24 (3/14/2025)

2B BROCHURE HELLBUSCH 9.24 (3/14/2025)

2B BROCHURE SPECKMAN 9.24 (3/14/2025)

MARIA GARZA 2B 10.24 (3/14/2025)

2B BROCHURE ROJAS 10.24 (3/14/2025)

2B BROCHURE DECKER 11.24V2 (3/14/2025)

2B BROCHURE ISLEMAN 11.24 (3/14/2025)

2B BROCHURE E SANTEE 11.24 (3/14/2025)

2B BROCHURE MCDONNELL 12.24 (3/14/2025)

2B BROCHURE ROGERS 1.25 (3/14/2025)

2B BROCHURE GIBSON 1.25 (3/14/2025)

2B BROCHURE WEBSTER 1.25 (3/14/2025)

2B BROCHURE GILLET 01.25 (3/14/2025)

2B ANGELUCCI 1.25 (3/14/2025)

2B BROCHURE YANG 01.25 (3/14/2025)

2B BROCHURE GARZA 1.25 (3/14/2025)

2A 2B BROCHUER JB JC 3.25 (3/14/2025)

2B BROCHURE HUBER (3/14/2025)

2B BROCHURE HAMEL 2.23 (3/14/2025)

2B BROCHURE SCHLECHTER (3/14/2025)

PM 2B PEREZ 11.20 (3/14/2025)

2B BROCHURE KASERMAN (3/14/2025)

2B BROCHURE GRIFFITH 2.21 (3/14/2025)

CROYSDALE 2B 2.21 (3/14/2025)

2B BROCHURE PETTICORD 5.21 (3/14/2025)

2B BROCHURE MOLINA 8.21 (3/14/2025)

2B BROCHURE ANGELUCCI 10.21 (3/14/2025)

2B BROCHURE NEFF 02.22 (3/14/2025)

2B BROCHURE EVANS 04.22 (3/14/2025)

2B BROCHURE ROBERT ABORN 5.22 (3/14/2025)

2B BROCHURE DARRYL BULL 6.22 (3/14/2025)

2B BROCHURE J GIBSON 7.22 (3/14/2025)

2B BROCHURE JOSEPH PASQUINELLI 08.22 (3/14/2025)

2B BROCHURE R SIMPSON 8.22 (3/14/2025)

2B BROCHURE D WAGNER 09.22 (3/14/2025)

2B BROCHURE T MICHALOWSKI 10.22 (3/14/2025)

2B BROCHURE ROSEMAN 10.22 (3/14/2025)

2B BROCHURE POLINA 3.21 (3/14/2025)

2B BROCHURE DIAZE 11.22V1 (3/14/2025)

2B BROCHURE TYSON 12.22 (3/14/2025)

2B BROCHURE LEONE 01.23 (3/14/2025)

PM MCFADDEN 2B BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	3,702
AUM (Assets Under Management)	$ 552,733,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen Jerry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

LEGEND EQUITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

SIGNATOR INVESTORS, INC.

FORESTERS EQUITY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PORTFOLIO MEDICS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2000

SIE

Date: 10/1/2018

Series 31

Date: 12/21/2000

Series 7

Date: 11/16/2000

Current Firm

PORTFOLIO MEDICS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO MEDICS, LLC

TRUST BUT VERIFY

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