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Angelo Cosimo Dabiero

CRD# 1159879·Registered 1983 - 1989
Previously Registered: Being a previously registered professional could mean that Angelo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Angelo Cosimo Dabiero was a registered financial advisor. Angelo was a previously registered financial professional and started their career in finance 1983 - 1989. Angelo had worked at 8 firms and has passed the Series 3, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

EASTER KRAMER GROUP SECURITIES, INC.·CRD# 15318
BD
November 9, 1988 - April 27, 1989
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
August 29, 1988 - October 25, 1988
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
March 30, 1988 - July 7, 1988
EASTER KRAMER GROUP SECURITIES, INC.·CRD# 15318
BD
May 12, 1987 - April 27, 1989
DIVERSIFIED FINANCIAL SECURITIES,INC.·CRD# 15709
BD
January 28, 1987 - May 13, 1988
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
November 7, 1986 - January 16, 1987
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
July 9, 1985 - August 22, 1986
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
February 20, 1985 - July 15, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.·CRD# 3178
BD
July 20, 1983 - February 11, 1985

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Current Firm

EK
EASTER KRAMER GROUP SECURITIES, INC.

DELTA SECURITIES, INC. | EASTER KRAMER GROUP SECURITIES, INC.

CRD#: 15318 / SEC#: 8-31715
BD
Expelled by FINRA on 07/24/1990

Contact Information

Established

Florida since 03/16/1983

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Jun 1997About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1986About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1983

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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