Mitchell J. Posner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Jay Posner was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 2006. Mitchell had worked at 1 firm and has passed the Series 63, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2006 - February 18, 2011
WENTWORTH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WENTWORTH SECURITIES, INC.
CRD#: 136270 / SEC#: , 8-66991
Contact information
Documents
Red Flags
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