KA
Karren S. Allen
HORNOR, TOWNSEND & KENT
Overland Park, KS 66213
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CRD#: 1159869
KA
Professional summary
Karren Sue Allen is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Overland Park, Kansas.
Karren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Karren has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 22 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: TOTAL FINANCIAL GROUP, INC | POSITION HELD: AGENT | ADDRESS: 7450 W 130TH ST, #150, OVERLAND PARK, KS 66213 | START DATE: 01/02/2014 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 40 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2) NAME OF ACTIVITY KARREN ALLEN PROPERTIES, LLC | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: OWNER | ADDRESS: 7450 W 130TH ST #150, OVERLAND PARK, KS 66213 | START DATE: 06/01/2012 | NATURE OF ACTIVITY: NON-PUBLIC LLC OWNED 100% BY ME AND ESTABLISHED TO FACILITATE OWNERSHIP AND ADMINISTRATION OF REAL ESTATE AND RENTAL PROPERTY | APPROX HRS PER MTH: 3 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: Owner: Review & Manage property related income and expense 3) NAME OF ACTIVITY SELF-EMPLOYED INSURANCE AGENT | INVESTMENT RELATED: YES | DBA NAME: FIREFIGHTER ADVISOR| POSITION HELD: AGENT | ADDRESS: 7450 W 130TH ST, #150, OVERLAND PARK, KS 66213 | START DATE: 03/01/1977 | NATURE OF ACTIVITY: MARKETING AND SALE OF TRADITIONAL LIFE, ACCIDENT, HEALTH, DISABILITY & LTC INSURANCE AS WELL AS FIXED ANNUITIES | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 10 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Karren Sue Allen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Karren Sue Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 7450 W 130th St #150, Overland Park, KS 66213RIA
BD
CRD#: 4031
Overland Park, KS
Current
November 13, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 7450 W 130th St #150, Overland Park, KS 66213RIA
BD
CRD#: 4031
Overland Park, KS
Past
May 2, 2007 - November 14, 2024
OSAIC FS, INC.
RIA
CRD#: 3870
OVERLAND PARK, KS
Past
April 27, 1995 - November 14, 2024
OSAIC FS, INC.
BD
CRD#: 3870
OVERLAND PARK, KS
Past
May 28, 1992 - December 9, 1994
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
December 19, 1990 - October 11, 1991
HALL SECURITIES CORPORATION
BD
CRD#: 13013
Past
September 30, 1986 - December 19, 1990
FUNDING CAPITAL INC.
BD
CRD#: 16108
Past
December 19, 1983 - September 24, 1986
HALL SECURITIES CORPORATION
BD
CRD#: 13013
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/13/2024)
IAR
Florida(11/14/2024)
RR
Kansas(11/13/2024)
IAR
Kansas(11/13/2024)
RR
Missouri(11/13/2024)
RR
Texas(11/14/2024)
RR
Washington(11/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
