Joseph W. Lowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph W Lowman JR., who also goes by Joseph W Lowman, Joseph Willard Lowman Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 16 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2016 - December 31, 2017
GFO ADVISORY SERVICES, LLC
October 24, 2011 - October 26, 2016
ERNST & YOUNG INVESTMENT ADVISERS LLP
March 18, 2009 - March 22, 2011
AVANTAX ADVISORY SERVICES
October 24, 2008 - March 22, 2011
AVANTAX INVESTMENT SERVICES, INC.
May 6, 2002 - November 1, 2002
SPC
February 9, 2002 - November 1, 2002
PARKLAND SECURITIES, LLC
February 1, 1999 - February 9, 2002
WALNUT STREET SECURITIES, INC.
July 27, 1998 - February 12, 1999
VOYA FINANCIAL ADVISORS, INC.
October 17, 1997 - July 23, 1998
TRUSTED SECURITIES ADVISORS CORP.
December 23, 1993 - December 31, 1995
OSAIC FS, INC.
January 1, 1991 - December 31, 1991
COMMONWEALTH FINANCIAL NETWORK
July 12, 1988 - December 31, 1988
AMERICAN INVESTORS GROUP, INC.
October 12, 1987 - July 18, 1988
INVESTMENT BROKERS OF AMERICA
December 3, 1984 - February 4, 1986
INVESTORS ASSET MANAGEMENT, INC.
June 7, 1984 - December 16, 1985
USLIFE EQUITY SALES CORP.
November 1, 1983 - May 23, 1984
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 290,648,483 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/26/2025 | ||
| 03/07/2024 | ||
| 04/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
