Andre J. Bakhos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Jude Bakhos was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 1983. Andre had worked at 8 firms and has passed the Series 65, Series 63, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2013 - December 31, 2017
JANLYN CAPITAL
March 29, 2010 - September 13, 2013
LEK SECURITIES CORPORATION
October 8, 1998 - March 31, 2010
PRINCETON FINANCIAL GROUP, LLC
March 14, 1996 - August 17, 1998
E. H. SMITH JACOBS & CO., INC.
March 9, 1993 - October 10, 1994
JOSEPHTHAL & CO., INC.
October 14, 1986 - February 25, 1993
UBS SECURITIES LLC
August 8, 1985 - July 2, 1986
UBS PHILLIPS & DREW INTERNATIONAL LTD
July 20, 1983 - August 20, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
JANLYN CAPITAL
CRD#: 167228 / SEC#:
Contact information
Red Flags
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