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Andre Jude Bakhos

CRD# 1159619·Registered 1983 - 2017
Previously Registered: Being a previously registered professional could mean that Andre is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andre Jude Bakhos was a registered financial advisor. Andre was a previously registered financial professional and started their career in finance 1983 - 2017. Andre had worked at 8 firms and has passed the Series 65, Series 63, Series 87, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

JANLYN CAPITAL·CRD# 167228
RIA
Bernardsville, NJ
November 23, 2013 - December 31, 2017
LEK SECURITIES CORPORATION·CRD# 33135
BD
New City, NY
March 29, 2010 - September 13, 2013
PRINCETON FINANCIAL GROUP, LLC·CRD# 44865
BD
North Brunswick, NJ
October 8, 1998 - March 31, 2010
E. H. SMITH JACOBS & CO., INC.·CRD# 3429
BD
New York, NY
March 14, 1996 - August 17, 1998
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
March 9, 1993 - October 10, 1994
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
October 14, 1986 - February 25, 1993
UBS PHILLIPS & DREW INTERNATIONAL LTD·CRD# 11600
BD
August 8, 1985 - July 2, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
July 20, 1983 - August 20, 1988

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Current Firm

JC
JANLYN CAPITAL

JANLYN CAPITAL | JANLYN CAPITAL, LLC

CRD#: 167228

Contact Information

Main Address

4965 U.s. Highway 42 Suite 1000, Louisville, KY 40222

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Apr 2005About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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