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WM

Willard G. Mcandrew

Some features on this profile are disabled
CRD#: 1159388
WM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Willard Greer Mcandrew III, who also goes by Will Mcandrew, was a registered financial professional .

Willard is a previously registered financial professional and started their career in finance in 1983. Willard had worked at 9 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Will Mcandrew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 15, 1998 - March 15, 1998

DOMESTIC FINANCIAL SERVICES, INC.

BD
CRD#: 6732
SHREVEPORT, LA
Past

January 2, 1997 - March 15, 1998

DOMESTIC FINANCIAL SERVICES, INC.

BD
CRD#: 6732
SHREVEPORT, LA
Past

May 16, 1991 - August 10, 1994

CAMBRIDGE FINANCIAL CORPORATION

BD
CRD#: 28258
DALLAS, TX
Past

November 25, 1988 - March 27, 1991

SOUTHARD SECURITIES CORPORATION

BD
CRD#: 23236
Past

June 20, 1988 - September 13, 1988

SUNSET SECURITIES,INC.

BD
CRD#: 14293
Past

February 19, 1987 - July 13, 1987

HILLTOP SECURITIES INC.

BD
CRD#: 6220
Past

October 3, 1986 - January 29, 1987

WEBER, HALL, SALE & ASSOCIATES, INC.

BD
CRD#: 876
Past

September 24, 1985 - September 26, 1986

UNDERWOOD, NEUHAUS & CO., INCORPORATED

BD
CRD#: 839
Past

September 18, 1984 - October 28, 1985

ROTAN MOSLE INC.

BD
CRD#: 727
Past

September 12, 1984 - October 1, 1984

HILLTOP SECURITIES INC.

BD
CRD#: 6220
Past

October 20, 1983 - September 14, 1984

INSTITUTIONAL EQUITY CORPORATION

BD
CRD#: 4035

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/19/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/31/1988
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/23/1988
General Securities Principal Examination

Current Firm

DF
DOMESTIC FINANCIAL SERVICES, INC.
DOMESTIC FINANCIAL SERVICES, INC. | MFP PETROLEUM EXPLORATION & INVESTMENTS, INC.

CRD#: 6732 / SEC#: , 8-18083

BD
Terminated by SEC on 12/22/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Louisiana since 05/28/1974
Firm type
Corporation
Fiscal year end
April
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WILLIAMS, BETTY JEANPRESIDENT OWNER/DIRECTOR/CHIEF COMPLIANCE OFFICER1441341
PREDDY, MARK FULTONVICE PRESIDENT/SECRETARY367254

Disclosures

Regulatory Event4
Civil Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOMESTIC FINANCIAL SERVICES, INC.

CRD#: 6732

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