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Robert W. Fullerton

MARTINSON & COMPANY, LTD.
Wayzata, MN 55391
Some features on this profile are disabled
CRD#: 1159288
RF

Professional summary

Robert Wagner Fullerton is a registered financial professional currently at MARTINSON & COMPANY, LTD. located in Wayzata, Minnesota.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 22 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Fullerton is an owner of Blue Rock Advisors, Inc., which is a former SEC-registered investment adviser located in Wayzata, MN. In late 2015, Blue Rock Advisors, Inc. acquired ownership interest in Blue Rock Advisors, LLC, a current SEC-registered investment adviser. Mr. Fullerton serves as Chairman of Blue Rock Advisors, LLC. His responsibilities include portfolio management, monitoring and oversight. Mr. Fullerton is one of three owners of Fullerton, LLC which acquires real estate and derives lease income from farmers and Fullerton Lumber Company. Mr. Fullerton is a board member of ER Wagner Manufacturing. Since June 2017, Mr. Fullerton serves as an independent director of Okabena Company, a wealth management firm located in Minneapolis, Minnesota. In carrying out this role, Mr. Fullerton is required to attend in person or telephonic meetings at least four times per year. In person meetings are estimated to last for four hours and telephonic meetings are estimated to last for two hours. These meetings may occur during securities trading hours. As of November 4, 2018, Mr. Fullerton is a registered representative of Martinson and Company, Ltd., a broker dealer registered with FINRA. As an independent contractor Mr. Fullerton participates in a minimal number of engagements for Martinson and Company, Ltd. on an as needed basis.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Wagner Fullerton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2018 - Present

MARTINSON & COMPANY, LTD.

Office #1: 140 Barry Avenue North, Wayzata, MN 55391
BD
CRD#: 17409
Wayzata, MN
Past

March 11, 2016 - December 31, 2023

BLUE ROCK ADVISORS, LLC

RIA
CRD#: 281831
Wayzata, MN
Past

January 28, 2014 - March 30, 2016

BLUE ROCK ADVISORS INC

RIA
CRD#: 109488
WAYZATA, MN
Past

December 2, 2005 - November 2, 2016

BLUE ROCK GLOBAL PARTNERS, INC.

BD
CRD#: 136259
WAYZATA, MN
Past

March 7, 1996 - December 31, 2005

MARTINSON & COMPANY, LTD.

BD
CRD#: 17409
MINNEAPOLIS, MN
Past

November 16, 1990 - December 31, 1995

DELPHI FINANCIAL CORP.

BD
CRD#: 25868
MINNEAPOLIS, MN
Past

May 12, 1986 - February 3, 1987

HAYNE, MILLER & SWEARINGEN, INC.

BD
CRD#: 14479
Past

August 23, 1983 - October 24, 1985

JOHN G. KINNARD AND COMPANY, INCORPORATED

BD
CRD#: 466

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(10/31/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/2/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/30/1991
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 11/14/1990
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/29/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

M&
MARTINSON & COMPANY, LTD.
MARTINSON & COMPANY, LTD. | NONE

CRD#: 17409 / SEC#: , 8-35180

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
140 Barry Avenue North, Wayzata, MN 55391
Mailing Address
140 Barry Avenue North, Wayzata, MN 55391
Phone number
(952) 473-4133
Established
Minnesota since 08/28/1985
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARTINSON, THOMAS JAMES SRSOLE OWNER DIRECTOR, PRESIDENT, CFO, CCO, SECRETARY812834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARTINSON & COMPANY, LTD.

CRD#: 17409Wayzata, MN 55391

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