Mark A. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Alan Martin was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2007 - November 6, 2020
AST INVESTMENT SERVICES, INC.
January 21, 2004 - March 25, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
June 13, 2003 - June 4, 2025
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 17, 2002 - December 31, 2003
PRUCO SECURITIES, LLC.
December 13, 2002 - June 13, 2003
PRUCO SECURITIES, LLC.
April 18, 2002 - January 21, 2003
PGIM INVESTMENTS LLC
October 3, 1997 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 5, 1983 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 5, 1983 - September 4, 1997
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 93,541,799,206 |
Red Flags
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