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Christopher Jerome Collier

CRD# 1159027·Registered 1983 - 2011
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Jerome Collier, who also goes by Chris Collier, was a registered financial advisor. Christopher was a previously registered financial advisor and started their career in finance 1983 - 2011. Christopher had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Collier

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

Past

INTL ADVISORY CONSULTANTS INC.Past·CRD# 130888
RIA
Birmingham, AL
April 8, 2009 - September 9, 2011
STERNE, AGEE & LEACH, INC.Past·CRD# 791
BD
Little Rock, AR
March 11, 2009 - September 9, 2011
STANFORD GROUP COMPANYPast·CRD# 39285
RIA
Little Rock, AR
November 1, 2006 - March 12, 2009
STANFORD GROUP COMPANYPast·CRD# 39285
BD
Little Rock, AR
November 1, 2006 - March 12, 2009
INTL ADVISORY CONSULTANTS INC.Past·CRD# 130888
RIA
Birmingham, AL
March 11, 2009 - March 11, 2009
STILLPOINT WEALTH MANAGEMENT, LLCPast·CRD# 119154
RIA
Little Rock, AR
November 4, 2004 - November 10, 2006
STILLPOINT WEALTH MANAGEMENT, LLCPast·CRD# 119154
BD
Little Rock, AR
October 22, 2004 - November 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Little Rock, AR
July 16, 1990 - October 26, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
July 16, 1990 - October 26, 2004
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
March 7, 1988 - August 3, 1990
E. F. HUTTON & COMPANY INCPast·CRD# 235
BD
June 4, 1986 - March 7, 1988
T. J. RANEY & SONS, INC.Past·CRD# 3128
BD
August 23, 1983 - June 10, 1986

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Current Firm

IA
INTL ADVISORY CONSULTANTS INC.

INTL ADVISORY CONSULTANTS INC. | STERNE AGEE INVESTMENT ADVISORS, INC. | STERNE AGEE ASSET MANAGEMENT, INC.

CRD#: 130888 / SEC#: 801-63297

Contact Information

Main Address

2 Perimeter Park South Suite 100 East, Birmingham, AL 35243

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1995

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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