Christopher J. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Jerome Collier, who also goes by Chris Collier, was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 1983. Christopher had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2009 - September 9, 2011
INTL ADVISORY CONSULTANTS INC.
March 11, 2009 - March 11, 2009
INTL ADVISORY CONSULTANTS INC.
March 11, 2009 - September 9, 2011
STERNE, AGEE & LEACH, INC.
November 1, 2006 - March 12, 2009
STANFORD GROUP COMPANY
November 1, 2006 - March 12, 2009
STANFORD GROUP COMPANY
November 4, 2004 - November 10, 2006
STILLPOINT WEALTH MANAGEMENT, LLC
October 22, 2004 - November 10, 2006
STILLPOINT WEALTH MANAGEMENT, LLC
July 16, 1990 - October 26, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 1990 - October 26, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 1988 - August 3, 1990
LEHMAN BROTHERS INC.
June 4, 1986 - March 7, 1988
E. F. HUTTON & COMPANY INC
August 23, 1983 - June 10, 1986
T. J. RANEY & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/6/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INTL ADVISORY CONSULTANTS INC.
CRD#: 130888 / SEC#: 801-63297
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
