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JH

James Evon Hamlett

CRD# 1159023·Registered 1983 - 2024
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Evon Hamlett, who also goes by Evon Hamlett, James Evan Hamlett, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1983 - 2024. James had worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Evon Hamlett, James Evan Hamlett

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

HAMLETT INVESTMENT PLANNING·CRD# 118698
RIA
Morrisville, NC
January 31, 2005 - October 29, 2024
HAMLETT INVESTMENT PLANNING·CRD# 118698
RIA
Henderson, NC
January 10, 2003 - December 31, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Henderson, NC
August 24, 1983 - October 1, 2009

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Current Firm

HI
HAMLETT INVESTMENT PLANNING

ASSET MANAGEMENT SERVICES | JAMES EVON HAMLETT | HAMLETT, JAMES EVON | HAMLETT INVESTMENT PLANNING

CRD#: 118698 / SEC#: 801-67495

Contact Information

Main Address

3300 26th Ave E Lot 225, Bradenton, FL 34208

Phone Number

(919) 740-7506

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

16

AUM (Assets Under Management)

$2,087,500

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2003About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Apr 1992About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed May 1987About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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