Perry D. Woolard

FIRST AMERICAN FINANCIAL ADVISORS

LEE'S SUMMIT, MO

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CRD#: 1158940

Professional summary

Perry Dale Woolard is a registered financial advisor currently at FIRST AMERICAN FINANCIAL ADVISORS, INC. located in Lee's Summit, Missouri and GREAT AMERICAN INVESTORS, INC. located in Overland Park, Kansas.

Perry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Perry has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WOOLARD AND ASSOCIATES FINANCIAL SERVICES 6117 NE UPPER WOOD ROAD LEE'S SUMMIT, MO 64064 PERRY WOOLARD, CLU, CHFC, OWNER INSURANCE BUSINESS OFFERING LIFE, HEALTH AND DISABILITY ON A COMMISSION BASIS. 60% OF WORKING HOURS ARE SPENT ON THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Dale Woolard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2004 - Present

FIRST AMERICAN FINANCIAL ADVISORS, INC.

RIA

CRD#: 113420

LEE'S SUMMIT, MO

Current

April 3, 2002 - Present

GREAT AMERICAN INVESTORS, INC.

Office #1: 6025 Metcalf Lane, Overland Park, KS 66202Office #2: 6025 Metcalf Lane, Overland Park, KS 66202

CRD#: 28489

Overland Park, KS

Past

March 3, 1999 - April 3, 2002

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

January 17, 1996 - March 3, 1999

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

July 3, 1986 - December 8, 1987

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

Past

May 10, 1985 - January 5, 1994

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

October 24, 1983 - July 3, 1986

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

CRD#: 3461

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(4/3/2002)

Missouri
(4/4/2002)

IAR

Missouri
(1/9/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/20/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST AMERICAN FINANCIAL ADVISORS, INC.

CRD#: 113420 / SEC#:

Indiana

Registered Investment Advisory firm - (12/31/2005 Terminated)

Kansas

Registered Investment Advisory firm - (10/2/1998 Approved)

Missouri

Registered Investment Advisory firm - (4/1/1999 Approved)

Nevada

Registered Investment Advisory firm - (12/31/2005 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6025 Metcalf Lane, Overland Park, KS 66202

Mailing Address

Phone number

(913) 384-1800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 10,125,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Perry D. Woolard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Dale Woolard's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT AMERICAN INVESTORS, INC.

VESTAX SECURITIES CORPORATION

WALNUT STREET SECURITIES, INC.

CONSECO FINANCIAL SERVICES, INC.

CARILLON INVESTMENTS, INC.

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1999

Series 63

Date: 2/21/1984

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 10/20/1983

FINRA

Current Firm

FIRST AMERICAN FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST AMERICAN FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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