Mary A. Mcelroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Annabel Mcelroy, who also goes by M. Annabel Mcelroy, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1983. Mary had worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 15, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2010 - January 17, 2014
JWKODAK CAPITAL MANAGEMENT, LLC
July 18, 2005 - May 30, 2008
RBC CAPITAL MARKETS, LLC
March 9, 2002 - May 30, 2008
RBC CAPITAL MARKETS, LLC
November 19, 1999 - March 9, 2002
TUCKER ANTHONY INCORPORATED
January 9, 1995 - November 22, 1999
MOORS & CABOT, INC.
November 8, 1988 - January 9, 1995
DOMINICK & DICKERMAN LLC
July 21, 1983 - November 12, 1988
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/25/1985
Foreign Currency Options ExaminationCurrent Firm
JWKODAK CAPITAL MANAGEMENT, LLC
CRD#: 144081 / SEC#: 801-67910
Contact information
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 41,216,792 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
