Iqbal Ashraf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Iqbal Ashraf, who also goes by Tony Ashraf, was a registered financial professional .
Iqbal is a previously registered financial professional and started their career in finance in 1983. Iqbal had worked at 12 firms and has passed the Series 63, Series 3, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 1998 - October 31, 2007
ASHRAF CAPITAL CORP.
March 24, 1993 - July 8, 1998
W.J. GALLAGHER & COMPANY, INC.
August 26, 1992 - March 4, 1993
MUTUAL SECURITIES, INC.
October 2, 1990 - September 1, 1992
GORMAN COMMODITIES, INC.
February 16, 1990 - August 23, 1990
TEXAS CAPITAL SECURITIES, INC.
November 23, 1987 - October 17, 1988
MEYERS SECURITIES CORPORATION
August 18, 1987 - August 28, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1986 - July 2, 1987
MAJESTIC SECURITIES
April 11, 1986 - July 23, 1987
FIRST STATEWIDE SECURITIES, INC.
November 19, 1985 - April 11, 1986
OAKWOOD SECURITIES, INC.
May 13, 1985 - June 12, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 1984 - March 28, 1985
ANDERSON, TALLMAN & KING INC.
August 30, 1983 - April 11, 1984
CAPITAL QUEST SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASHRAF CAPITAL CORP.
CRD#: 42611 / SEC#: , 8-49898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASHRAF, IQBAL | PRES., SEC., TREAS., CEO, & CCO | 1158662 |
| THORNTON, STEVEN LEE | FINOP |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
