Matthew J. Mauriello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Mauriello JR, who also goes by Matt Mauriello, Matthew Joseph Mauriello, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1983. Matthew had worked at 14 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2006 - April 13, 2007
STG SECURE TRADING GROUP, INC.
January 23, 2003 - June 27, 2006
ELECTRONIC ACCESS DIRECT, INC.
July 31, 2001 - January 17, 2003
E STREET ACCESS
March 16, 2000 - August 8, 2001
JERSEY SHORE TRADING GROUP INC.
October 12, 1998 - April 6, 2000
THE AGEAN GROUP, INC
October 8, 1997 - November 3, 1998
H.J. MEYERS & CO., INC.
June 7, 1995 - July 9, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
March 16, 1995 - April 9, 1997
FALCON TRADING GROUP, LTD.
September 6, 1994 - January 26, 1995
BARRON CHASE SECURITIES, INC.
October 20, 1992 - April 19, 1994
THE WELLINGTON GROUP, INC.
April 19, 1991 - October 14, 1992
H.J. MEYERS & CO., INC.
October 5, 1989 - April 12, 1990
H.J. MEYERS & CO., INC.
January 25, 1989 - August 29, 1989
PRINCETON SECURITIES CORPORATION
September 6, 1988 - January 26, 1989
ALLIED CAPITAL GROUP, INC.
November 24, 1986 - October 1, 1988
GRAYSTONE NASH, INC.
February 14, 1985 - November 18, 1986
H.J. MEYERS & CO., INC.
November 23, 1983 - January 22, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/14/1999
Limited Representative-Equity Trader ExamCurrent Firm
STG SECURE TRADING GROUP, INC.
CRD#: 41216 / SEC#: , 8-49329
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEINER, ALAN DAVID MR. | PRESIDENT | 2537809 |
| SPG OPPORTUNITY FUND LTD | SHAREHOLDER |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
