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AC

Anthony P. Cieszko

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CRD#: 1158003
AC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Peter Cieszko JR, who also goes by Anthony Peter Cieszko, Peter Cieszko, Anthony Cieszko Jr Cieszko Jr Jr, Anthony Peter Cieszko Jr, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1983. Anthony had worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Anthony Peter Cieszko | Peter Cieszko | Anthony Cieszko Jr Cieszko Jr Jr | Anthony Peter Cieszko Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 15, 2021 - June 5, 2024

MIDDLEMARCH SECURITIES LLC

BD
CRD#: 283508
STAMFORD, CT
Past

August 3, 2011 - February 14, 2021

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
NEW YORK, NY
Past

January 30, 2009 - February 8, 2011

FIDELITY DISTRIBUTORS CORPORATION

BD
CRD#: 6848
SMITHFIELD, RI
Past

January 30, 2009 - February 9, 2011

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

March 19, 2007 - January 5, 2009

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

December 1, 2005 - June 21, 2006

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
STAMFORD, CT
Past

August 8, 2000 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 20, 1999 - July 25, 2000

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

August 1, 1997 - December 31, 1998

MAM SECURITIES, LLC

BD
CRD#: 41140
SAN FRANCISCO, CA
Past

August 29, 1995 - July 31, 1997

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA
Past

February 22, 1993 - November 27, 1995

R.D. WHITE & CO., INC.

BD
CRD#: 7011
NEW YORK, NY
Past

January 20, 1992 - February 17, 1993

GLAVES SECURITIES CORPORATION

BD
CRD#: 29001
Past

February 1, 1989 - June 6, 1990

WESTOVER SECURITIES CORPORATION

BD
CRD#: 19405
PITTSBURGH, PA
Past

April 11, 1988 - October 25, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

May 31, 1984 - April 11, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

July 21, 1983 - June 25, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MS
MIDDLEMARCH SECURITIES LLC
MIDDLEMARCH SECURITIES LLC

CRD#: 283508 / SEC#: , 8-69758

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902
Mailing Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902
Phone number
(212) 913-9660
Established
Delaware since 02/08/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MIDDLEMARCH PARTNERS LLCMEMBER
GRUTMAN, ALEXANDER MARCOCEO, MANAGER, CO-CCO, AMLCO4646171
PAPADEMETRIOU, DEMETRIS APRINCIPAL, MANAGER, CO-CCO5491585
SINGER, STEVEN FREDERICFINOP, PFO, AND POO2360737

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MIDDLEMARCH SECURITIES LLC

CRD#: 283508

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