William J. Tugaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jerald Tugaw Mr., who also goes by Bill Tugaw, William Jerald Tugaw, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 7 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - December 31, 2019
SST BENEFITS CONSULTING
March 1, 2016 - August 30, 2024
WEALTHSPIRE RETIREMENT ADVISORY
April 21, 2011 - November 22, 2017
SST BENEFITS CONSULTING
December 4, 2000 - December 9, 2008
CETERA WEALTH SERVICES, LLC
October 15, 1993 - April 17, 2001
VOYA FINANCIAL PARTNERS, LLC
March 31, 1984 - March 5, 1988
WOODBURY FINANCIAL SERVICES, INC.
July 23, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
SST BENEFITS CONSULTING
CRD#: 288129 / SEC#: 801-110377
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SST BENEFITS CONSULTING
CRD#: 288129 / SEC#: 801-110377
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 280,394,905 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
