John E. Norman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Norman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 9 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 50, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2013 - December 10, 2025
MUNICIPAL CAPITAL MARKETS GROUP, INC.
August 18, 2009 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
August 18, 2009 - January 3, 2013
WELLS FARGO SECURITIES, LLC
June 20, 2000 - April 1, 2009
BANC OF AMERICA SECURITIES LLC
March 4, 1998 - June 16, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 27, 1996 - March 17, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
July 5, 1991 - September 5, 1996
SUTRO & CO. INCORPORATED
March 27, 1984 - June 18, 1991
PRUDENTIAL EQUITY GROUP, LLC
July 21, 1983 - January 10, 1986
ANDERSON, DEMONBRUN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353 / SEC#: , 8-53038
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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