Christopher P. Anthony
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Paul Anthony, who also goes by Chris Anthony, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2019 - December 31, 2024
ANTHONY WEALTH MANAGEMENT, INC.
March 22, 2016 - October 4, 2018
HAYDEN ROYAL
September 2, 2015 - December 5, 2017
ANTHONY WEALTH MANAGEMENT, INC.
March 31, 2009 - August 19, 2009
RHODES INVESTMENT ADVISORS, INC.
October 25, 2002 - May 20, 2017
SEVENTH STREET PARTNERS GP LLC
June 1, 1995 - April 28, 2015
RHODES SECURITIES, INC.
December 16, 1994 - June 19, 1995
FIRST RESEARCH FINANCIAL
August 24, 1983 - January 19, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANTHONY WEALTH MANAGEMENT, INC.
CRD#: 272031 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 3,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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