Mary L. Kerseyhood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Louise Kerseyhood, who also goes by Mary Wendt Kersey, Mary Kersey, Mary Lou Kerseyhood, Mary Low Kerseyhood, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1983. Mary had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 1998 - December 31, 1998
BROOKSTREET SECURITIES CORPORATION
February 22, 1996 - March 30, 1998
CRISPIN KOEHLER SECURITIES
June 22, 1995 - January 11, 1996
FINANCE 500, INC.
February 9, 1994 - May 18, 1995
ROBERT SCOTT SECURITIES, INC.
May 30, 1985 - January 5, 1994
VSR FINANCIAL SERVICES, INC.
October 19, 1983 - June 7, 1985
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
