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Arthur Jay Meizner

AIF®, CFP®
CRD# 1157875·Registered 1983 - 2023
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Jay Meizner, AIF®, CFP®, who also goes by Art Meizner, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1983 - 2023. Arthur had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Art Meizner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial Planner

Years of Experience

43 years in the financial services industry

Current & Past Employments

PENSIONMARK SECURITIES, LLC·CRD# 283952
BD
Bloomfield, CT
January 9, 2018 - April 11, 2023
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
West Hartford, CT
July 1, 2011 - December 31, 2017
HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.·CRD# 125791
RIA
Bloomfield, CT
December 14, 2006 - November 22, 2023
ENSEMBLE FINANCIAL SERVICES, INC.·CRD# 17443
BD
West Hartford, CT
December 8, 2005 - June 30, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Hartford , CT
May 11, 2004 - December 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 25, 2004 - December 13, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
January 11, 2001 - April 13, 2001
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC·CRD# 21771
BD
Seattle, WA
February 11, 1998 - June 25, 2003
ADVEST, INC.·CRD# 10
BD
Hartford, CT
July 1, 1992 - January 29, 1998
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
February 5, 1990 - October 1, 1991
MABON, NUGENT & CO.·CRD# 2617
BD
June 13, 1988 - February 17, 1990
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
March 14, 1988 - June 14, 1988
MOSELEY SECURITIES CORPORATION·CRD# 7908
BD
May 5, 1987 - January 12, 1988
MORGAN STANLEY DW INC.·CRD# 7556
BD
July 20, 1983 - May 8, 1987

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Current Firm

PS
PENSIONMARK SECURITIES, LLC

PENSIONMARK SECURITIES, LLC | PFG SECURITIES, LLC. | PENSIONMARK SECURITIES, LLC.

CRD#: 283952 / SEC#: 8-69773
BD
Terminated by SEC on 01/04/2026

Contact Information

Established

Delaware since 04/22/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD INVESTMENT ADVISORS, LLCOWNER208512
TOOLE, BARRY PCCO3142901

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC/INVESTMENT RELATED/1300 Hall Boulevard, Suite 1C, Bloomfield, CT 06002/RIA/DIRECTOR-INVESTMENT CONSULTANT SERVICES/START DATE AUG 2006/198HRS PER MONTH/130HRS DURING MARKET PER MONTH/ADVISE PENSION & RETIREMENT PLANS ON INVESTMENTS

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Oct 1994About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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