Timothy S. Itin

CAUSEY WEALTH LLC

GREENWOOD VILLAGE, CO 80111

Some features on this profile are disabled

CRD#: 1157867

Professional summary

Timothy Sean Itin, who also goes by Tim Sean Itin, is a registered financial advisor currently at CAUSEY WEALTH LLC located in Greenwood Village, Colorado.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Timothy has worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Sean Itin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Sean Itin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

CAUSEY WEALTH LLC

Office #1: 6400 S. Fiddlers Green Circle Suite 975, Greenwood Village, CO 80111

RIA

CRD#: 331134

GREENWOOD VILLAGE, CO

Past

July 10, 2010 - February 12, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

DENVER, CO

Past

January 22, 1999 - July 20, 2010

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

DENVER, CO

Past

July 8, 1998 - January 5, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

January 23, 1996 - April 9, 1998

VOLPE BROWN WHELAN & COMPANY, LLC

CRD#: 18329

SAN FRANCISCO, CA

Past

June 3, 1991 - January 3, 1996

JENSEN SECURITIES CO.

CRD#: 13852

PORTLAND, OR

Past

October 20, 1983 - September 5, 1989

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAUSEY WEALTH LLC

CRD#: 331134 / SEC#: 801-130443

RIA

Registered Investment Advisory firm - (6/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/1991

General Securities Principal Examination

Current Firm

CAUSEY WEALTH LLC

CRD#: 331134 / SEC#: 801-130443

RIA

Registered Investment Advisory firm - (6/12/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6400 S. Fiddlers Green Circle Suite 975, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 672-9876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAUSEY WEALTH LLC - ADV PART 2B DATED JULY 1, 2025 (7/22/2025)

CAUSEY WEALTH LLC - ADV PART 2A DATED MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	486
AUM (Assets Under Management)	$ 332,338,634

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy S. Itin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Sean Itin's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

THOMAS WEISEL PARTNERS LLC

BANC OF AMERICA SECURITIES LLC

VOLPE BROWN WHELAN & COMPANY, LLC

JENSEN SECURITIES CO.

MONTGOMERY SECURITIES

Primary Firm SEC Registration

CAUSEY WEALTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/1987

Series 7

Date: 10/15/1983

Series 24

Date: 12/18/1991

Current Firm

CAUSEY WEALTH LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAUSEY WEALTH LLC

TRUST BUT VERIFY

Similar Advisors