Robert F. Doviak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Doviak II, who also goes by Bob Doviak, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 5 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 1990 - April 15, 1993
DOVIAK SECURITIES, INC.
November 30, 1989 - April 24, 1990
WATERFORD CAPITAL, INC.
September 22, 1986 - December 14, 1989
PRUDENTIAL EQUITY GROUP, LLC
April 8, 1985 - September 23, 1986
HILLTOP SECURITIES INC.
July 21, 1983 - April 22, 1985
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
DOVIAK SECURITIES, INC.
CRD#: 22868 / SEC#: , 8-40016
Contact information
Documents
Red Flags
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