John J. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Powell JR, who also goes by John Joseph Powell, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2014 - November 12, 2018
BARRACK YARD ADVISORS, LLC
February 12, 2014 - December 8, 2014
REALTA INVESTMENT ADVISORS, INC
September 11, 2007 - October 1, 2013
CITIZENS SECURITIES, INC.
June 5, 2007 - September 26, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 29, 2002 - June 5, 2007
RYAN BECK & CO.
June 28, 1999 - May 15, 2002
GRUNTAL & CO., L.L.C.
January 29, 1993 - June 29, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 21, 1983 - February 3, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRACK YARD ADVISORS, LLC
CRD#: 173536 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 61,460,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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