Gary D. Siegfried
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Dean Siegfried was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2011 - December 31, 2016
SIEGFRIED FINANCIAL
May 28, 2010 - August 10, 2010
KESTRA INVESTMENT SERVICES, LLC
January 4, 2010 - February 10, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 5, 2001 - November 10, 2009
VOYA FINANCIAL ADVISORS, INC.
November 20, 1989 - November 10, 2009
VOYA FINANCIAL ADVISORS, INC.
April 21, 1987 - November 21, 1989
G. R. PHELPS & CO., INC.
January 27, 1986 - February 6, 1987
WS GRIFFITH SECURITIES, INC.
August 14, 1984 - January 31, 1986
SENTRA SECURITIES CORPORATION
August 3, 1983 - August 29, 1984
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SIEGFRIED FINANCIAL
CRD#: 154919 / SEC#:
Contact information
Red Flags
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