Stephen J. Barbe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen John Barbe was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2012 - March 27, 2019
RETIREMENT ADVISORS GROUP, LLC
March 10, 2005 - June 30, 2010
SECURITIES AMERICA ADVISORS, INC.
January 3, 2005 - June 30, 2010
SECURITIES AMERICA, INC.
April 2, 1998 - December 31, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 30, 1996 - April 3, 1998
CENTAURUS FINANCIAL, INC.
June 3, 1994 - January 9, 1995
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 5, 1990 - January 18, 1996
TITAN/VALUE EQUITIES GROUP, INC.
October 5, 1987 - April 18, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 14, 1986 - October 30, 1987
MSI FINANCIAL SERVICES, INC.
January 29, 1985 - October 15, 1987
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT ADVISORS GROUP, LLC
CRD#: 164550 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
