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Gary Mitchell Strumeyer

CRD# 1157466·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Mitchell Strumeyer was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1996 - 2016. Gary had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454
BD
New York, NY
April 30, 2008 - November 16, 2016
BNY CAPITAL MARKETS INC.·CRD# 18303
BD
New York, NY
May 15, 1996 - April 30, 2008

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Current Firm

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BNY MELLON CAPITAL MARKETS, LLC

BNY CAPITAL MARKETS | MELLON INVESTMENT PRODUCTS COMPANY | MELLON FINANCIAL SERVICES CORPORATION | MELLON FINANCIAL MARKETS, LLC | MELLON FINANCIAL MARKETS, INC. | BNY MELLON CAPITAL MARKETS, LLC

CRD#: 17454 / SEC#: 8-35255
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

240 Greenwich Street, New York, NY 10286

Mailing Address

240 Greenwich Street 3rd Floor, New York, NY 10286

Phone Number

(212) 815-4972

Established

Delaware since 12/29/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BNY CAPITAL MARKETS HOLDINGS, INC.SOLE SHAREHOLDER—
DAVID, ERIC CIMARRONCHIEF OPERATIONS OFFICER (COO), PRINCIPAL OPERATIONS OFFICER3132045
DUFFANY, STEPHEN JOHNCHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO)2535640
HIGGINS, ALISON MATTHESENBOARD OF MANAGERS, CHIEF COMPLIANCE OFFICER (CCO)6718782
KLINGER, DANIEL ADAMBOARD OF MANAGERS2983871
LYNCH, ROBERT EBOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO)2981333
MCCORMICK, JEFFREYBOARD OF MANAGERS5261504
SKOKO, DRAGANBOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO)4394961

Disclosures

Regulatory Event

25

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1996About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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