Mark A. Cellura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Angelo Cellura was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2013 - August 7, 2015
TD PRIVATE CLIENT WEALTH LLC
February 28, 2013 - August 7, 2015
TD PRIVATE CLIENT WEALTH LLC
July 12, 2010 - June 20, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
June 25, 2010 - June 20, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
April 12, 2004 - July 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 1992 - July 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 1985 - July 24, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 1984 - September 20, 1984
EMPIRE NATIONAL SECURITIES, INCORPORATED
August 24, 1983 - February 22, 1984
ADVEST, INC.
July 21, 1983 - February 25, 1985
ISLAND PLANNING CORP. OF AMERICA
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/6/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
