William J. Werner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Werner, who also goes by Bill Werner, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2013 - November 6, 2017
WORLD CAPITAL BROKERAGE, INC.
April 7, 2005 - January 3, 2013
OSAIC FS, INC.
March 13, 2001 - February 16, 2005
METROPOLITAN LIFE INSURANCE COMPANY
March 13, 2001 - February 16, 2005
MSI FINANCIAL SERVICES, INC.
February 12, 1998 - March 6, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 7, 1996 - December 8, 1997
WOODBURY FINANCIAL SERVICES, INC.
August 12, 1994 - September 7, 1996
MONY SECURITIES CORPORATION
April 19, 1994 - August 16, 1994
WOODBURY FINANCIAL SERVICES, INC.
December 10, 1986 - February 11, 1994
MSI FINANCIAL SERVICES, INC.
February 13, 1984 - February 11, 1994
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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