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KM

Kyran B. Murphy

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CRD#: 1157248
KM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kyran Britt Murphy was a registered financial professional .

Kyran is a previously registered financial professional and started their career in finance in 1983. Kyran had worked at 4 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 5, 1997 - November 13, 1997

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA
Past

August 30, 1993 - July 5, 1995

HACKETT ASSOCIATES, INC.

BD
CRD#: 2106
WYOMISSING, PA
Past

October 6, 1992 - December 31, 1992

MARINER FINANCIAL SERVICES, INC.

BD
CRD#: 8292
LARGO, FL
Past

August 22, 1983 - October 12, 1990

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/8/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


LF
LEGACY FINANCIAL SERVICES, INC.
LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697 / SEC#: , 8-48360

BD
Terminated by SEC on 11/28/2008
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 04/27/1995
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
REGAN HOLDING CORPORATIONHOLDING CORPORATION
CAIRNS, MICHAEL IANFINANCIAL AND OPERATIONS PRINCIPAL5409908
EAKEN, CHRISTINA LYNNVP, CHIEF COMPLIANCE OFFICER, SECRETARY4484258
PITTS, ROBERT PRESTON JRPRESIDENT/DIRECTOR2624478
REGAN, LYNDA LOUISEDIRECTOR2149722

Disclosures


Regulatory Event5
Civil Event1
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

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