Jeffrey L. Harfst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Loren Harfst was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 5 firms and has passed the Series 41 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2000 - September 1, 2000
THE AGEAN GROUP, INC
September 17, 1996 - June 18, 1998
FIRST CLEARING, LLC
March 1, 1996 - June 3, 1998
MERIDIAN SECURITIES, INC.
August 17, 1993 - July 21, 1995
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
June 16, 1984 - April 8, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 6/16/1984
NYSE Allied Member ExaminationCurrent Firm
THE AGEAN GROUP, INC
CRD#: 30835 / SEC#: , 8-45192
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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